华东师范大学学报(哲学社会科学版) ›› 2025, Vol. 57 ›› Issue (4): 111-121.doi: 10.16382/j.cnki.1000-5579.2025.04.009

• 法律研究 • 上一篇    

认罪认罚从宽制度的典型问题与立法完善

魏晓娜, 谢甜甜   

  • 接受日期:2025-06-27 出版日期:2025-07-15 发布日期:2025-07-31
  • 作者简介:魏晓娜,中国人民大学刑事法律科学研究中心、纪检监察学院教授(北京,100872)
    谢甜甜,中国人民大学法学院博士生
  • 基金资助:
    国家社科基金一般项目“认罪认罚从宽的理论反思与制度重构”(项目编号:21BFX013)。

Typical Problems and Legislative Improvement of the leniency System for Admitting Guilt and Accepting Punishment

Xiaona Wei, Tiantian Xie   

  • Accepted:2025-06-27 Online:2025-07-15 Published:2025-07-31

摘要:

自认罪认罚从宽制度全面施行以来,总体运行情况良好,但也出现了一些具有代表性的问题,包括检察机关因法院未采纳量刑建议而提起抗诉、检察机关因法院未通知调整量刑建议而提起抗诉、检察机关以抗诉遏制被告人上诉,以及审判阶段认罪认罚的程序处理。法检两家对上述问题也有认识分歧,产生上述问题及认识分歧的根源,是原有的职权调查型诉讼环境与认罪认罚从宽引入的纠纷解决型制度逻辑发生碰撞的结果。在刑事诉讼法再修改的背景下,消解或减少冲突的方案有二:一是将认罪协商设计为案件查明机制,而非案件处理机制,这客观上要求删除刑事诉讼法第201条关于人民法院“一般应当”采纳人民检察院量刑建议的规定;二是将协商机制的适用范围限定于可能判处三年有期徒刑以下刑罚的案件。

关键词: 刑事诉讼法修改, 认罪认罚从宽, 量刑建议, 职权调查型诉讼, 纠纷解决型诉讼

Abstract:

Since the comprehensive implementation of the system of leniency for admitting guilt and accepting punishment, the operation has been satisfactory overall. However, there have also emerged some representative issues. For instance, procuratorial organ lodges protests because court hasn’t adopted sentencing recommendations or notified sentencing adjustment recommendations; prosecutorial authorities use protests to deter defendants from appealing; and there are problems in the procedural arrangement of admitting guilt and accepting punishment during the trial stage. There are also differing views between court and procuratorial organ on these issues. These problems and the divergence in understanding are originated from the collision between the original litigation environment of official investigation and the dispute resolution-oriented institutional logic introduced by the leniency system for admitting guilt and accepting punishment. In the context of the revision of the Criminal Procedure Law, there are two solutions to mitigate or reduce these conflicts. First, we should design the negotiation as a fact-finding mechanism rather than a case disposition mechanism, which objectively requires the deletion of Article 201 of the Criminal Procedure Law stipulating that the people’s courts “should generally” adopt the sentencing recommendations of the people’s procuratorates. Second, we should limit the application of the negotiation mechanism to cases that may be sentenced to fixed-term imprisonment of not more than three years.

Key words: revision of the Criminal Procedure Law, leniency for admitting guilt and accepting punishment, sentencing recommendation, litigation of official investigation, litigation of dispute resolution