华东师范大学(哲学社会科学版) ›› 2014, Vol. 46 ›› Issue (5): 17-27.

• 历史研究 • 上一篇    下一篇

天下的另一种形态
——东晋及东北族群政权建构中的天下意识探析

李磊   

  1. 华东师范大学历史学系
  • 出版日期:2014-09-15 发布日期:2014-10-02
  • 通讯作者: 李磊
  • 作者简介:李磊
  • 基金资助:

    本文系国家社科基金项目:“晋唐间的中华意识与‘中华’再造”(项目编号:13CZS063)、上海市浦江人才计划资助(项目编号:14PJC030)、上海市社科规划青年课题:“教化权与汉唐间的国家构造”(项目编号:2010ELS002)阶段性成果。

From the “Tianxia without Boundary” to the “Shadow Dynasty”: On The Ways to Establish a State In the East Jin Period as well as Its Result

LI Lei   

  • Online:2014-09-15 Published:2014-10-02
  • Contact: LI Lei
  • About author: LI Lei

摘要: 分裂时期的多元天下与大一统时期的一元天下共同构成中国历史上的天下形态。列国并立之4 世纪的天下形态集中体现了多元天下的特征。首先,天下秩序之所以能存在,是以华夷共有的天下意识为前提。东晋、慕容氏、高句丽都从天下意识中找到不同的合法性资源。正因为“夷”在天下秩序中的地位上升,大一统时代“中心—边缘”的单向支配关系被多元互动关系所取代。也因如此,天下秩序并不稳定,聚变与裂变两种反向运动同时发生。东晋在兼并列国的同时,也分裂出慕容燕。但因为天下意识的制约,聚变是历史的主线。高句丽在参与晋或燕天下秩序的同时,建构自己的小天下,出现了“天下套嵌小天下”的新形态。在4 世纪的多元天下中,东晋一元独大,列国皆受其制约与影响,这是天下意识得以维系、多元天下向一元天下迈进的重要原因。

关键词: 天下, 多元天下, 一元天下, 政权, 东晋, 慕容氏, 高句丽

Abstract: The real situation of ancient Chinese dynasties, which does not fit into the Western concept of empire, shall be understood with some concepts revolving around the notion of tianxia, the ancient Chinese version of cosmopolitanism. After the collapse of the West Jin Dynasty, the East Jin Dynasty obtained its legitimacy in the consensus of tianxia of the Han people and other ethnic groups. Although its real power was far away from that of an ideal tianxia, the East Jin Dynasty, at least formally, did maintain a tianxia regime due to the tianxia consciousness of its surrounding ethnic groups. All of MURONG Xianbei, Koguryo, and other tribes in the northeast remote from the center of the East Jin confined themselves to the consciousness of tianxia despite the fact that they chose different ways to build their states. Different from the unified “tianxia without boundary” of the Han and West Jin Dynasties, the tianxia of the East Jin consisted of numerous political powers sharing a same tianxia consciousness. Enlightened by the term of the “shadow empire” in Thomas J. Barfield, this thesis describes such a new tianxia system as the “shadow dynasty”, which was comprised of various political regimes restrained by the central imperial court.