华东师范大学(哲学社会科学版) ›› 2013, Vol. 45 ›› Issue (4): 62-71.

• 历史研究 • 上一篇    下一篇

汉代民事诉讼新论

张朝阳   

  1. 华东师范大学思勉人文高等研究院,上海,200241
  • 出版日期:2013-07-15 发布日期:2013-09-09
  • 通讯作者: 张朝阳
  • 作者简介:张朝阳
  • 基金资助:

    本文系2011年国家社科青年项目“中国早期民法的诠释”(11CZS009)阶段性成果。

A New Study on Civil Litigation in the Han Dynasty

ZHANG Zhao-yang   

  • Online:2013-07-15 Published:2013-09-09
  • Contact: ZHANG Zhao-yang
  • About author:ZHANG Zhao-yang

摘要: 从古居延地区出土的“寇恩案”、“赵宣案”、“死驹案”是研究汉代民事诉讼的珍贵史料,但对它们的解读一直充满着争议。焦点有:“寇恩案”是否存在民事问题刑事化处理的倾向?“赵宣案”为何追债的钱数与欠债数不匹配?“死驹案”的判决到底是什么性质?通过对居延汉简的全面调查,比堪类似案例,我们可以看到:“寇恩案”不存在民事问题刑事化的倾向,“赵宣案”的钱数不匹配是我们对追债次数估计不足所造成的假象,而“死驹案”的判决在主体上是民事性质。最后,结合张家山出土的《二年律令》,我们可以归纳出汉代民事诉讼的特征。这些特征表明:汉代民事诉讼和刑事诉讼有显著不同,并且已经进入了“依法审理”的发展阶段。

关键词: 汉代, 居延案例, 民事诉讼, 何四维

Abstract: The valuable documents of three cases excavated from Juyan, that is, “Kou En Case”, “Zhao Xuan Case” and the “Dead Foal Case”, are crucial for the study on civil litigation in the Han Dynasty. However, it has always been controversial in their interpretations: Does “Kou En Case” show that the Han government tended to penalize civil affairs? Why the repayment demanded in “Zhao Xuan Case” did not match the debts? And what is the nature of the sentence in the “Dead Foal Case”? With a thorough analysis of the bamboo slips of Juyan in the Han Dynasty and a comparative study of similar cases, we find that the Han government did not tend to penalize civil affairs, the mismatching of the repayment and debts in “Zhao Xuan Case” is a false impression caused by the wrong estimation of times of dun for debts, and the sentence of the “Dead Foal Case” is mainly civil in nature. Furthermore, we can discern the noticeable features of civil litigation in the Han Dynasty in the light of The Statutes and Ordinances of the Second Year excavated from Zhangjiashan, Hubei Province. These features show that civil litigation was obviously different from criminal litigation, and civil litigation had entered the advanced stage of being heard according to the law.

Key words: the Han Dynasty, Juyan cases, civil litigation, Hulsewé